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REC 2.15 Discipline

REC 2.5 Systems and controls and conflicts

CRED 2.2 Structure

DISP 1.11 The Society of Lloyd's

DEPP 6.2 Deciding whether to take action

REC 2.3 Financial resources

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

REC 2.14 Rules and consultation

REC 2.16 Complaints

REC 5.2 Application process

REC 2.13 Promotion and maintenance of standards

REC 2.7 Access to facilities

REC 4.4 Complaints

REC 2.4 Suitability

REC 2.11 Custody

DISP 1.1 Purpose and application

REC 2.2 Method of satisfying the recognition requirements

REC 2.16A Operation of a multilateral trading facility

REC 3.14 Products, services and normal hours of operation

FEES 4.4 Information on which Fees are calculated